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Deliverables: 

• Scaling roadmap (hiring, funding, expansion strategies)  
• Process refinement for efficiency and delegation  
• Marketing and lead generation improvements  
• Financial forecasting and investment preparation  
• Risk management and compliance planning  

Ideal for:

• Established Small businesses preparing to expand their team or services  
• Freelancers transitioning into a full agency or firm  
• Entrepreneurs looking for passive income or automation strategies

 Deliverables:  

• Review and improvement of workflows and processes  
• Creation of standard operating procedures 
• Automation of administrative tasks
• Employee training and onboarding resources 

Ideal for:  

• Existing businesses looking to improve efficiency
• Business owners who feel overwhelmed  
• Owners who want to scale operations but struggle with inefficiencies  
• Entrepreneurs ready to hire but lack the time and structure to start

 Deliverables:  

• Customized risk identification based on industry and business model
• Risk evaluation and assessment, risk matrix and mitigation strategies
• Executive summary

Ideal for:  

• Existing businesses looking to identify and prioritise risks
• Business owners who want to improve decision making and allocate resources more efficiently.

Deliverables:

• Deep dive into business challenges and opportunities  
• Customized growth or transition roadmap  
• Financial, operational, and marketing action plan  
• 30-day post-session email support for accountability  

Ideal for  

• Business owners needing high-level guidance in a short time  
• Entrepreneurs who prefer hands-on, fast-tracked consulting  
• Individuals who want a clear action plan without long-term support  

Deliverables:

• Collaborate with CCO to conduct comprehensive risk assessment to measure gaps and remediate potential challenges to SEC and FINRA rules making;
• Business Continuity and Disaster Readiness Planning;
• Third-party due diligence;
• Fiduciary standards. 

Deliverables:

• Work with CCO to conduct testing gap analysis and risk assessment;
• Support delivery of required meetings (Best Execution, Annual Compliance Meeting);
• Compliance calendar and tracking tools for future use;
• Compile testing data into draft annual report for CCO review

Ideal for:

• When the firm needs help maintaining compliance or catching up on documentation.

Deliverables 

• Establish and join a committee to help guide the practice through the growing pains of folding together two practices into one.
• Help answer staffing retention questions
• Reconcile differences in operational processes 

Deliverables

• Review of current compliance policies and procedures. 
• Gap analysis of current testing process and risk assessment
• Collaborate with CCO on policy amendments and changes to risk assessment if warranted.